News

Research on the PPI scandal for example, reveals fundamental flaws in how products were sold and regulated. And one of the ...
The FOS was rocked earlier this year by a leadership crisis following the abrupt departure of chief executive Abby Thomas in ...
City regulator to launch payout scheme after Supreme Court ruling spares motor industry's 'worst-case scenario' ...
Britain's Financial Conduct Authority (FCA) said on Thursday it would roll out stricter rules for electronic payment firms ...
A Leicester financial advisory firm has entered liquidation months after the Financial Conduct Authority (FCA) blocked it ...
Britain's Financial Conduct Authority on Friday imposed a fine of 1 million pounds ($1.34 million) on Jean-Noel Alba, the former deputy CEO of French asset manager H2O, and banned him from the ...
The UK’s Financial Conduct Authority (FCA) has released its Consultation Paper and Policy Statement (CP25/18) addressing non-financial misconduct (NFM) within the financial services sector.
The Financial Conduct Authority (FCA) is aiming to reduce the “advice gap” – so that people have timely access to the help they need, at a cost they can afford, to make informed decisions ...
On Monday, the Financial Conduct Authority (FCA) introduced a new consumer duty requiring firms to put customers at the heart of what they do. The new duty has come into force for new and existing ...
Introduction The UK Financial Conduct Authority (the “ FCA ”) issued a prohibition order against Mr Frensham based on his conviction for an offence which did not involve financial fraud or ...
The Financial Conduct Authority said certification rules would apply to wholesale banking activities, including high-frequency and algorithmic traders. By Chad Bray ...
The Financial Conduct Authority (FCA) recently outlined three new diversity targets for U.K.-listed companies, including a goal for boards to be at least 40% female.