Many firms wrongly assume that securing Financial Conduct Authority (FCA) approval is simply a case of filling in a few forms ...

The Financial Conduct Authority said certification rules would apply to wholesale banking activities, including high-frequency and algorithmic traders. By Chad Bray ...

The Financial Conduct Authority has published a speech by Sarah Pritchard, FCA Executive Director, Markets and International, on taking a targeted and outcomes-based approach to tackling financial ...

U.K. Financial Conduct Authority Announces Cessation of One and Six Month “synthetic” Sterling LIBOR at the end of March 2023 September 29, 2022 07:27 AM Eastern Daylight Time ...

The U.K. Financial Conduct Authority has published the findings from its non-financial misconduct survey. The survey, sent to 1,028 wholesale banks, brokers and insurance firms in February, aimed ...

Britain's Financial Conduct Authority on Friday imposed a fine of 1 million pounds ($1.34 million) on Jean-Noel Alba, the former deputy CEO of French asset manager H2O, and banned him from the ...

Financial services firms are shedding millions in fines as regulators crack down on lax anti-money laundering processes ...

The Financial Conduct Authority (FCA) recently outlined three new diversity targets for U.K.-listed companies, including a goal for boards to be at least 40% female.

A Leicester financial advisory firm has entered liquidation months after the Financial Conduct Authority (FCA) blocked it ...

It was one of the offenders' final warning Four staffers at the UK's Financial Conduct Authority (FCA) were let off with warnings over separate cases involving the transmission of regulator data ...

News about Financial Conduct Authority (Great Britain). Commentary and archival information about Financial Conduct Authority (Great Britain) from The New York Times.