President Donald Trump has elevated Republican Commissioner Mark Uyeda to take over the SEC from a now-departed Gary Gensler.

Two Wall Street titans are shelling out a combined $60 million to the U.S. Securities and Exchange Commission for allegedly serving their own interests at the detriment of clients.

As the regulatory landscape continues to evolve, public company officers and directors must stay abreast of the enforcement priorities

Regulatory authorities continue to advance initiatives to improve the efficiency and sophistication of global securities markets.

This Client Alert provides an overview of new developments and highlights key considerations for calendar year-end public companies preparing

The U.S. Securities and Exchange Commission filed an enforcement action alleging the Chicago-based firm tried to cover up illegal sales of oil and gas company stock.

LONDON, Jan 21 (Reuters) - Hedge fund industry lobbyists have sent a wish list to the U.S. Securities and Exchange Commission (SEC) asking for repeals and delays to much of the regulator's hard ...

The ETFs aim to track 200% of their reference assets' daily performance through swaps, call options, and direct investments.

Nasdaq has submitted a proposal to enable in-kind creation and redemption for the BlackRock iShares Bitcoin Trust (IBIT).

In a Tuesday filing, lawyers for Coinbase argued that their case offered “the single best opportunity” to decide how to regulate secondary crypto trading.

(Reuters) - The U.S. Securities and Exchange Commission's new leadership said on Tuesday it had created a task force to develop a regulatory framework for crypto assets, in the first major move by ...

Looking to invest in some of the world’s most exciting companies? Good luck. OpenAI, valued at $157 billion, is still private. So is SpaceX, at $350 billion. Not to mention Canva, Revolut, Stripe, Anthropic — each worth tens of billions.