Press Releases - SEC.gov
Oct 31, 2024 · Official announcements highlighting recent actions taken by the SEC and other newsworthy information. To view Press Releases prior to 2012, view the Press Release Archive. To sign up for updates, please enter your e-mail address below.
Gary Gensler says he was 'proud to serve' as SEC chair, defends his ...
1 day ago · Gary Gensler reviews his accomplishments, says he was ‘proud to serve’ as SEC chair. U.S. Securities and Exchange Commission Chair Gary Gensler testifies before a House Financial Services ...
Newsroom - SEC.gov
Oct 30, 2024 · SEC Charges Invesco Advisers for Making Misleading Statements About Supposed Investment Considerations. Nov. 8, 2024.
SEC.gov | JP Morgan Affiliates to Pay $151 Million to Resolve SEC ...
Oct 31, 2024 · The SEC’s order finds that JPMIM caused violations of Section 17 (d) of the Investment Company Act and Rule 17d-1 thereunder and imposes a cease-and-desist order and a $5 million civil penalty. The investigation was conducted by Salvatore Massa, Brian Kudon, Mr. Fitzpatrick, and Mr. Greenwood of the Asset Management Unit.
Supreme Court knocks down Wall Street regulator’s in-house courts
Jun 27, 2024 · The Supreme Court ruled Thursday that the Securities and Exchange Commission can’t rely on in-house courts to resolve certain enforcement disputes, a decision that could deliver a blow to a ...
News - Southeastern Conference
Nov 2, 2024 · Comprehensive coverage of SEC football, basketball, baseball and more, including live games, scores, schedules, standings and news.
Gary Gensler Resignation Imminent? SEC Chair Says He's 'Been …
9 hours ago · By Will McCurdy. Nov 15, 2024. 3 min read. Gary Gensler. Image: Shutterstock. Securities and Exchange Commission (SEC) Chair Gary Gensler said he was “proud to serve” at the agency during a speech, amid widespread speculation about his potential resignation. “I’ve been proud to serve with my colleagues at the SEC who, day in and day out ...
The SEC's new cybersecurity disclosure rules decoded: what they …
May 31, 2024 · The SEC's new cybersecurity disclosure rules. As of Dec. 18, 2023, large public companies must comply with a new set of cybersecurity disclosure rules aimed to enhance disclosure of...
Landmark Lawsuit Challenges SEC Authority by State AGs and …
12 hours ago · The DeFi Education Fund has mounted a serious legal challenge against the U.S. Securities and Exchange Commission (SEC) in an effort to clip the agency's wings.
US Securities and Exchange Commission - Financial Times
Oct 29, 2024 · Stay up-to-date with breaking news and top stories on US Securities and Exchange Commission. In-depth analysis, industry insights and expert opinion.